Important disclosure information
Klingenstein, Fields & Co., L.P., and KF Group, LP doing business as Klingenstein Fields Advisors (“KF Advisors”) are affiliated SEC registered investment advisers located in New York, New York, and share certain resources and personnel, operate a single compliance program and conduct a fully integrated advisory business. KF Advisors and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which KF Advisors maintains clients. This website is directed to and intended for use by citizens or residents of the United States of America only. KF Advisors may only transact business in those states and other jurisdictions in which it is registered, or qualifies for an exemption or exclusion from registration requirements. KF Advisors’ website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of KF Advisors’ website on the Internet should not be construed by any consumer and/or prospective client as KF Advisors’ solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by KF Advisors with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of KF Advisors, please contact the SEC or the state securities regulators for those states in which KF Advisors maintains a notice filing. A copy of KF Advisors’ current written disclosure statement discussing KF Advisors’ business operations, services, and fees is available by clicking here. This website is directed to and intended for use by citizens or residents of the United States of America only. KF Advisors does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to KF Advisors’ website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by KF Advisors), will be profitable or equal any historical performance level(s).
Certain portions of KF Advisors’ website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, KF Advisors (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from KF Advisors, or from any other investment professional. KF Advisors is neither an attorney nor an accountant, and no portion of the website content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if KF Advisors is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of KF Advisors by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to KF Advisors’ website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from KF Advisors, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent to his/her/its access to KF Advisors’ website, to release and hold harmless KF Advisors, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from KF Advisors.