Kenneth H. Fields - Co-Chairman

Co-founded Klingenstein, Fields & Co. in 1989.

Mr. Fields was a portfolio manager at Wertheim & Co. starting in 1970. Observing or taking part in many of the investment decisions of the partners of Wertheim, in due course he was invited to manage their personal assets. In this way he acquired a firsthand knowledge of the relationship between investing and personal financial planning. He became head of the Individual Capital Management department, and from 1986 to 1989, he was a director of Wertheim Asset Management Services, as well as a managing director of the parent company. Mr. Fields graduated summa cum laude with a B.S. from Fordham University and received an M.B.A. from Harvard Business School.