Jonathan B. Roberts, CFA, CIC
Chief Compliance Officer & Senior Vice President

Mr. Roberts began his career as an Associate of The Diebold Group, Inc. in 1980, moving to Prescott Investors, Inc. as an Associate in 1981 and Wertheim & Co., Inc. as an Associate Portfolio Manager in 1986. He became a Vice President of Wertheim Schroder & Co. in 1988 and became a Senior Vice President of Klingenstein, Fields & Co. in 1992. He holds the Chartered Financial Analyst (CFA) and Chartered Investment Counselor (CIC) designations, is a Member of the CFA Institute and the New York Society of Security Analysts and serves on the Board of Governors of the Investment Adviser Association. Mr. Roberts graduated from Phillips Exeter Academy and Brown University with an A.B. in Psychology, attended L'Institut d'Etudes Politiques de Paris and received an M.B.A. in Finance from New York University-Stern School of Business.